NEOS Investment Management portfolio
Type not verifiedPortfolio as of Sep 30, 2026 (Q3 2026) · filed with the SEC on Nov 4, 2026 · data updated on Nov 5, 2026 · Q3 2026 13F (filing) ↗ · all its 13F filings ↗
A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.
NEOS Investment Management reported a $31.3 bn portfolio of 571 companies (575 positions, counting each share class separately) to the SEC as of the end of Q3 2026. Its largest positions are NVDA, AAPL, MSFT. During the quarter it opened Space Exploration Technologies.
Sections with a free account
What changed this quarter
582 positions with a change (6 new, 557 added to, 10 trimmed, 9 sold). 5 are listed here: those of 0.5 points of the portfolio or more (up to 12).
- Vanguard Russell 2000 ETF+32%more sharesIncreased3.8% → 4.0%
- NVIDIA+13%more sharesIncreased6.8% → 7.6%
- Apple+14%more sharesIncreased5.9% → 6.7%
- Space Exploration Technologies+0.6 ppof portfolioNew— → 0.6%
- Microsoft+12%more sharesIncreased3.9% → 5.2%
The figure on the right: for positions added to or trimmed, the change in the number of shares (%); for new and sold ones, the points of the portfolio moved (pp). Below, the portfolio weight before → after. Traded weight: what it bought or sold, excluding price effects.
Top holdings
- NVIDIANVDA7.6%
- AppleAAPL6.7%
- MicrosoftMSFT5.2%
- AlphabetGOOGL · GOOG5.2%
- Vanguard Russell 2000 ETFVTWO4.0%
- Amazon.comAMZN3.6%
- Micron TechnologyMU3.3%
- Advanced Micro DevicesAMD2.7%
- Meta PlatformsMETA2.6%
- BroadcomAVGO2.3%
- TeslaTSLA2.0%
- IntelINTC1.7%
- WalmartWMT1.4%
- Palantir TechnologiesPLTR1.2%
- Cisco SystemsCSCO1.2%
Portfolio by sector
- ● Information Technology 46%
- ● Communication Services 10%
- ● Consumer Discretionary 9%
- ● No sector 7%
- ● Health Care 6%
- ● Industrials 5%
- ● Financials 5%
- ● Consumer Staples 5%
- ● Energy 4%
- ● Real Estate 2%
- ● Utilities 1%
- ● Materials 1%
Stakes above 5% (13D/13G)
Companies where this filer reported holding 5% or more of the shares. It is the figure from its latest filing on each one; history since December 2024.
How we classify it
Type not verified: we have not assigned a type because we found no document that is enough to tell. Most 13F filers are in this situation: we only review in depth those that meet the portfolio criteria.
Not counted as a concentrated manager: its portfolio is not within 5 to 100 positions; its top 10 positions are under 45%. Its portfolio is shown all the same, but it is left out of manager counts, the consensus and the ranking. How this is decided
Managers of a similar size
A 13F portfolio value between a third and three times this one, whatever the type of filer. It is not a comparison of what they hold.
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