Institute for Wealth Management portfolio

Wealth adviser

Portfolio as of Jun 30, 2026 (Q2 2026) · filed with the SEC on Jul 28, 2026 · data updated on Nov 5, 2026 · Q2 2026 13F (filing) ↗ · all its 13F filings ↗

A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.

Institute for Wealth Management reported a $1.1 bn portfolio of 1,748 companies (1,763 positions, counting each share class separately) to the SEC as of the end of Q2 2026. Its largest positions are NVDA, AAPL, LRCX. During the quarter it opened Vaneck ETF Trust.

Stock portfolio

$1.1 bn

Companies

1,748

1,763 positions (by CUSIP)Top 10: 29%

Turnover

13%

Copying its 13F, 5 years

—

Not calculated: not counted as a concentrated manager

Sections with a free account

What changed this quarter

1513 positions with a change (1194 new, 75 added to, 238 trimmed, 6 sold); also, 10 entered through an IPO, 1 exited through an acquisition or merger, 2 entered through a spin-off. 2 are listed here: those of 0.5 points of the portfolio or more (up to 12).

Invesco QQQ Trust Series 1 ETF−49%fewer sharesReduced
2.5% → 1.3%
Vaneck ETF Trust+1.0 ppof portfolioNew
— → 1.0%

The figure on the right: for positions added to or trimmed, the change in the number of shares (%); for new and sold ones, the points of the portfolio moved (pp). Below, the portfolio weight before → after. Traded weight: what it bought or sold, excluding price effects.

Top holdings

NVIDIANVDA13.1%
AppleAAPL2.9%
Lam ResearchLRCX2.8%
AlphabetGOOGL · GOOG2.2%
Amazon.comAMZN1.8%
MicrosoftMSFT1.7%
Advanced Micro DevicesAMD1.4%
Invesco QQQ Trust Series 1 ETFQQQ1.3%
Meta PlatformsMETA1.3%
Applied MaterialsAMAT1.2%
TeslaTSLA1.1%
Vaneck ETF TrustSMH1.0%
AXON EnterpriseAXON1.0%
Vanguard Short-term Treasury ETFVGSH0.9%
Goldman Sachs GroupGS0.8%
Vanguard Russell 2000 Growth ETFVTWG0.8%
BroadcomAVGO0.8%
Texas InstrumentsTXN0.8%
United RentalsURI0.8%
Vanguard Russell 2000 Value ETFVTWV0.7%
FortinetFTNT0.7%
State Street Technology Select Sector ETFXLK0.7%
State Street Industrial Select Sector ETFXLI0.7%
Costco WholesaleCOST0.7%
Micron TechnologyMU0.7%
Vanguard Extended DUR Treas ETFEDV0.7%
Invesco Exchange Traded Fund TXMMO0.7%
Schwab US Large-cap Growth ETFSCHG0.7%
Calamos Autocallable Inc ETFCAIE0.7%
StarbucksSBUX0.7%
Vanguard Mrngstar GR ETF-sui ETFVUG0.7%
Dell TechnologiesDELL0.6%
Vanguard Index FundsVBK0.6%
KLAKLAC0.6%
State Street Financial Select Sector ETFXLF0.6%
Eli LillyLLY0.6%
Invesco Exchange Traded Fund TPDP0.6%
Marvell TechnologyMRVL0.5%
SPDR Gold Shares ETFGLD0.5%
Vanguard Index FundsVBR0.5%
JPMorgan ChaseJPM0.5%
MastercardMA0.4%
Berkshire HathawayBRK/B0.4%
Vanguard Index FundsVOE0.4%
Invesco Exchange Traded Fund TPWB0.4%
Palo Alto NetworksPANW0.4%
AbbVieABBV0.4%
Bank of AmericaBAC0.4%
VisaV0.4%
Walt DisneyDIS0.4%
Viking TherapeuticsVKTX0.4%
AmgenAMGN0.4%
BoeingBA0.4%
CaterpillarCAT0.4%
iShares Micro-cap ETFIWC0.4%
iShares Russell 3000 ETFIWV0.4%
NetflixNFLX0.3%
iShares Russell 2000 ETFIWM0.3%
AdobeADBE0.3%
GE AerospaceGE0.3%
iShares Msci Emerging Market ETFEEM0.3%
Vanguard International Equity Index FVWO0.3%
Immix BiopharmaIMMX0.3%
Hartford Insurance GroupHIG0.3%
Morgan StanleyMS0.3%
FedExFDX0.3%
CSXCSX0.3%
iShares Europe ETFIEV0.3%
NeteaseNTES0.3%
Invesco Exchange Traded Fund TPRF0.3%
American ExpressAXP0.3%
State Str Spdr S&P 500 ETF TSPY0.3%
EatonETN0.3%
CloudflareNET0.3%
Marathon PetroleumMPC0.3%
Invesco Exchange Traded Fund TBMVP0.3%
iShares 0-1 Year Treasury BO ETFSHV0.3%
State Street Energy Select Sector ETFXLE0.3%
Invesco Exchange Traded Fund TXLG0.2%
Blackstone Secured Lending FundBXSL0.2%
Vanguard Index FundsVOT0.2%
Vanguard Info Tech ETFVGT0.2%
Johnson & JohnsonJNJ0.2%
RTXRTX0.2%
SalesforceCRM0.2%
General MotorsGM0.2%
CorningGLW0.2%
GE VernovaGEV0.2%
ServiceNowNOW0.2%
State Street SPDR S&P Homebldrs ETFXHB0.2%
Howmet AerospaceHWM0.2%
DeereDE0.2%
Invesco Exchange Traded Fund TCSD0.2%
KenvueKVUE0.2%
ShopifySHOP0.2%
Ishares Bitcoin Trust ETFIBIT0.2%
Global X Russell 2000 COV CL ETFRYLD0.2%
Vanguard Russell 1000 Value ETFVONV0.2%
iShares Core S&P Small-cap E ETFIJR0.2%

Portfolio by sector

● Information Technology 33%
● No sector 31%
● Industrials 7%
● Consumer Discretionary 7%
● Financials 7%
● Communication Services 5%
● Health Care 4%
● Consumer Staples 2%
● Energy 2%
● Real Estate 1%
● Materials 1%

Declared options (6)

Besides stocks, Institute for Wealth Management declared 4 puts (they gain if the stock falls) and 2 calls (they gain if it rises) with a notional of $312K. The 13F reports the value of the underlying shares, not the premium paid, so these figures look large and are not added to the portfolio. Nor does it say whether the option is bought or written, or its strike or expiry: it may be a hedge.

CALLiShares Russell 2000 ETFIWMnew this quarter$120K
PUTIshares Bitcoin Trust ETFIBITnew this quarter$66.6K
PUTMeta PlatformsMETAnew this quarter$56.3K
PUTMicrosoftMSFTnew this quarter$37.3K
PUTVanguard Info Tech ETFVGTnew this quarter$23.9K
CALLUber TechnologiesUBERnew this quarter$7.2K

Stakes above 5% (13D/13G)

Companies where this filer reported holding 5% or more of the shares. It is the figure from its latest filing on each one; history since December 2024.

How we classify it

Not counted as a concentrated manager: its portfolio is not within 5 to 100 positions; its top 10 positions are under 45%; more than 20% is ETFs; it is a wealth adviser; its 13F adds up client accounts. Its portfolio is shown all the same, but it is left out of manager counts, the consensus and the ranking. How this is decided

Managers of a similar size

A 13F portfolio value between a third and three times this one, whatever the type of filer. It is not a comparison of what they hold.

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