LPL Financial portfolio

Wealth adviser

Portfolio as of Jun 30, 2026 (Q2 2026) · filed with the SEC on Aug 7, 2026 · data updated on Nov 5, 2026 · Q2 2026 13F (filing) ↗ · all its 13F filings ↗

A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.

LPL Financial reported a $445 bn portfolio of 5,836 companies (5,957 positions, counting each share class separately) to the SEC as of the end of Q2 2026. Its largest positions are IVV, QQQ, SPY.

Stock portfolio

$445 bn

Companies

5,836

5,957 positions (by CUSIP)Top 10: 14%

Turnover

Copying its 13F, 5 years

—

Not calculated: not counted as a concentrated manager

Sections with a free account

What it reported after the quarter end (Q2 2026)

The 13F shows the portfolio as of Jun 30, 2026. Since then LPL Financial has filed these own trades with the SEC (Form 4, when it owns more than 10% of a company or holds a role in it) and stakes above 5% (13D and 13G). It is not everything it did: only what it must report before the next 13F.

13GTofutti BrandsTOFB5.2 %
Stake reported in the company · event of Jun 30, 2026 · filed Jul 6, 2026 · filing ↗

What changed this quarter

5514 positions with a change (308 new, 3242 added to, 1862 trimmed, 102 sold); also, 26 entered through an IPO, 50 exited through an acquisition or merger, 13 entered through a spin-off. 1 is listed here: those of 0.5 points of the portfolio or more (up to 12).

iShares Core S&P 500 ETF+28%more sharesIncreased
2.0% → 2.5%

The figure on the right: for positions added to or trimmed, the change in the number of shares (%); for new and sold ones, the points of the portfolio moved (pp). Below, the portfolio weight before → after. Traded weight: what it bought or sold, excluding price effects.

Top holdings

iShares Core S&P 500 ETFIVV2.5%
Invesco QQQ Trust Series 1 ETFQQQ1.8%
State Str Spdr S&P 500 ETF TSPY1.7%
AppleAAPL1.6%
NVIDIANVDA1.5%
STE Str SPDR PT S&P 500 ETFSPYM1.3%
AlphabetGOOGL · GOOG1.2%
State Street SPDR P S&P 500 Growth ETFSPYG1.1%
iShares Core Msci Eafe ETFIEFA1.0%
Vanguard S&P 500 ETFVOO1.0%
Amazon.comAMZN0.9%
MicrosoftMSFT0.9%
Capital Group Dividend ValueCGDV0.9%
IsharesIEMG0.9%
Vanguard Index FundsVTI0.9%
iShares US Treasury Bond ETFGOVT0.8%
Invesco Nasdaq 100 ETFQQQM0.8%
BlackRock ETF TrustDYNF0.7%
State Street SPDR P S&P 500 Value ETFSPYV0.7%
State Street Technology Select Sector ETFXLK0.7%
iShares S&P 500 Growth ETFIVW0.7%
iShares Msci USA Quality FAC ETFQUAL0.7%
Vanguard Russell 1000 Value ETFVONV0.6%
Vanguard Mrngstar GR ETF-sui ETFVUG0.6%
Ishares TrIUSB0.6%
First Trust Rising Dividend ETFRDVY0.6%
Capital Group Growth ETFCGGR0.6%
iShares Core S&P U.s. Growth ETFIUSG0.6%
BroadcomAVGO0.6%
iShares MBS ETFMBB0.6%
Vanguard Mrngstr Val ETF-aui ETFVTV0.6%
iShares Core S&P Small-cap E ETFIJR0.5%
iShares S&P 500 Value ETFIVE0.5%
Vanguard Russell 1000 Growth ETFVONG0.5%
Vanguard Ftse Developed ETFVEA0.5%
STE Str SPDR PT DW EU ETFSPDW0.4%
State Street SPDR P Int C Corp ETFSPIB0.4%
iShares Core S&P U.s. Value ETFIUSV0.4%
iShares Russell 1000 Growth ETFIWF0.4%
Vaneck ETF TrustSMH0.4%
Micron TechnologyMU0.4%
Meta PlatformsMETA0.4%
iShares Core S&P Midcap ETFIJH0.4%
Berkshire HathawayBRK/B0.4%
First Tr Exchng Traded Fund VIBUFR0.4%
JPMorgan ChaseJPM0.4%
Vanguard Dividend Apprec ETFVIG0.4%
SPDR Gold Shares ETFGLD0.4%
iShares Core Dividend Growth ETFDGRO0.4%
State Street SPDR P Int Term TSY ETFSPTI0.3%
Eli LillyLLY0.3%
iShares Core U.s. Aggregate ETFAGG0.3%
TeslaTSLA0.3%
State Street SPDR P S&P 600 Small Cap ETFSPSM0.3%
Vanguard Total Bond Market ETFBND0.3%
Capital Group Core Equity ETCGUS0.3%
State Street SPDR BB 1-3m T-bill ETFBIL0.3%
BlackRock ETF TrustBAI0.3%
Advanced Micro DevicesAMD0.3%
iShares National Muni Bond E ETFMUB0.3%
Invesco Exchange Traded Fund TRSP0.3%
Schwab US Large-cap Growth ETFSCHG0.3%
Johnson & JohnsonJNJ0.3%
CaterpillarCAT0.3%
Invesco Exchange Traded Fund TSPHQ0.3%
Invesco S&P 500 Momentum ETFSPMO0.3%
Vanguard Info Tech ETFVGT0.3%
Vanguard Index FundsVO0.3%
iShares Msci USA Momentum FA ETFMTUM0.3%
Vanguard High DVD Yield ETFVYM0.3%
J P Morgan Exchange Traded FundJEPQ0.3%
First Trust Smid Cap Rising ETFSDVY0.3%
iShares Russell 2000 ETFIWM0.3%
J P Morgan Exchange Traded FundJBND0.3%
Pacer US Cash Cows 100 ETFCOWZ0.2%
iShares 0-3 Month Treasury B ETFSGOV0.2%
WisdomTree U.s. Quality Divi ETFDGRW0.2%
iShares Core S&P Total U.s ETFITOT0.2%
iShares Msci Eafe Growth ETFEFG0.2%
Costco WholesaleCOST0.2%
State Street Financial Select Sector ETFXLF0.2%
Schwab US DVD Equity ETFSCHD0.2%
State Street SPDR S&P 600 SC GR ETFSLYG0.2%
Taiwan Semiconductor ManufacturingTSM0.2%
iShares Russell 1000 ETFIWB0.2%
iShares Msci Eafe Value ETFEFV0.2%
AbbVieABBV0.2%
VisaV0.2%
WalmartWMT0.2%
J P Morgan Exchange Traded FundJPST0.2%
Vanguard International Equity Index FVWO0.2%
Vanguard Most Sm-cap ETF-usd ETFVB0.2%
State Street Industrial Select Sector ETFXLI0.2%
American Centy ETF TrAVUV0.2%
iShares Russell 1000 Value E ETFIWD0.2%
Vanguard Int-term Corporate ETFVCIT0.2%
Exxon MobilXOM0.2%
Columbia Resear ENH COR ETFRECS0.2%
Vanguard Short-term Tips ETFVTIP0.2%

Portfolio by sector

● No sector 75%
● Information Technology 9%
● Financials 3%
● Industrials 3%
● Consumer Discretionary 2%
● Health Care 2%
● Communication Services 2%
● Consumer Staples 1%
● Energy 1%
● Utilities 1%
● Materials 1%

Declared options (25)

Besides stocks, LPL Financial declared 15 puts (they gain if the stock falls) and 10 calls (they gain if it rises) with a notional of $485M. The 13F reports the value of the underlying shares, not the premium paid, so these figures look large and are not added to the portfolio. Nor does it say whether the option is bought or written, or its strike or expiry: it may be a hedge.

PUTState Str Spdr S&P 500 ETF TSPY$138M
PUTInvesco QQQ Trust Series 1 ETFQQQ$61.7M
PUTAppleAAPL$12.4M
CALLState Str Spdr S&P 500 ETF TSPY$12.2M
CALLagilon healthAGL$11.8M
PUTMeta PlatformsMETA$8.9M
CALLCrowdStrike HoldingsCRWD$7.8M
CALLNVIDIANVDA$7.7M
CALLEli LillyLLY$6.6M
CALLAmazon.comAMZN$6.1M
PUTiShares Russell 2000 ETFIWM$5.9M
PUTAmazon.comAMZN$5.6M

Stakes above 5% (13D/13G)

Companies where this filer reported holding 5% or more of the shares. It is the figure from its latest filing on each one; history since December 2024.

How we classify it

Not counted as a concentrated manager: its portfolio is not within 5 to 100 positions; its top 10 positions are under 45%; more than 20% is ETFs; it is a wealth adviser; its 13F adds up client accounts. Its portfolio is shown all the same, but it is left out of manager counts, the consensus and the ranking. How this is decided