First Trust Smid Cap Rising ETF (SDVY): which funds own it

ETFData as of Jun 30, 2026 (Q2 2026) · updated on Nov 5, 2026

A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.

Follow SDVY for free

Sections with a free account

No concentrated manager holds it.

Concentrated managers

—

All 13F: 582

Consensus

—

No score: it needs 5 or more concentrated managers

Price at Jun 30, 2026 (per 13F)

$43.14

+9.4% in the quarter · reported value ÷ shares, not the quote · See current quote ↗

Quarter flow (concentrated managers)

sold out 0 · trimmed 0added 0 · new 0

Concentrated managers holding it

None in the latest quarter.

Largest holders of SDVY (all 13F filers)

LPL Financial26.0 MWealth adviser+1.2 M
Morgan Stanley18.5 MBank or trading desk−119 K
Raymond James Financial15.4 MWealth adviser+66 K
Wells Fargo13.3 MBank or trading desk+635 K
Bank of America9.9 MBank or trading desk+478 K
Cetera Investment Advisers8.3 MWealth adviser+312 K
Royal Bank of Canada6.8 MBank or trading desk+101 K
UBS Group6.7 MBank or trading desk+425 K
Capital Investment Advisors4.7 MType not verified+156 K
Harbour Investments4.0 MType not verified+187 K

Filer	Type
LPL Financial	Wealth adviser	26.0 M	+1.2 M	$1.1 bn
Morgan Stanley	Bank or trading desk	18.5 M	−119 K	$797M
Raymond James Financial	Wealth adviser	15.4 M	+66 K	$664M
Wells Fargo	Bank or trading desk	13.3 M	+635 K	$572M
Bank of America	Bank or trading desk	9.9 M	+478 K	$429M
Cetera Investment Advisers	Wealth adviser	8.3 M	+312 K	$356M
Royal Bank of Canada	Bank or trading desk	6.8 M	+101 K	$292M
UBS Group	Bank or trading desk	6.7 M	+425 K	$290M
Capital Investment Advisors	Type not verified	4.7 M	+156 K	$204M
Harbour Investments	Type not verified	4.0 M	+187 K	$173M

LPL Financial
Shares
26.0 M
Change
+1.2 M
See more
Type
Wealth adviser
Value
$1.1 bn
Morgan Stanley
Shares
18.5 M
Change
−119 K
See more
Type
Bank or trading desk
Value
$797M
Raymond James Financial
Shares
15.4 M
Change
+66 K
See more
Type
Wealth adviser
Value
$664M
Wells Fargo
Shares
13.3 M
Change
+635 K
See more
Type
Bank or trading desk
Value
$572M
Bank of America
Shares
9.9 M
Change
+478 K
See more
Type
Bank or trading desk
Value
$429M
Cetera Investment Advisers
Shares
8.3 M
Change
+312 K
See more
Type
Wealth adviser
Value
$356M
Royal Bank of Canada
Shares
6.8 M
Change
+101 K
See more
Type
Bank or trading desk
Value
$292M
UBS Group
Shares
6.7 M
Change
+425 K
See more
Type
Bank or trading desk
Value
$290M
Capital Investment Advisors
Shares
4.7 M
Change
+156 K
See more
Type
Type not verified
Value
$204M
Harbour Investments
Shares
4.0 M
Change
+187 K
See more
Type
Type not verified
Value
$173M

The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.

This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market. See its filings on EDGAR ↗