New York Life Investment Management portfolio

Type not verified

Portfolio as of Sep 30, 2026 (Q3 2026) · filed with the SEC on Nov 4, 2026 · data updated on Nov 5, 2026 · Q3 2026 13F (filing) ↗ · all its 13F filings ↗

A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.

New York Life Investment Management reported a $14.5 bn portfolio of 771 companies (790 positions, counting each share class separately) to the SEC as of the end of Q3 2026. Its largest positions are LRND, NVDA, CPLB.

Stock portfolio

$14.5 bn

Companies

771

790 positions (by CUSIP)Top 10: 31%

Turnover

10%

Copying its 13F, 5 years

—

Not calculated: not counted as a concentrated manager

Sections with a free account

What it reported after the quarter end (Q3 2026)

The 13F shows the portfolio as of Sep 30, 2026. Since then New York Life Investment Management has filed these own trades with the SEC (Form 4, when it owns more than 10% of a company or holds a role in it) and stakes above 5% (13D and 13G). It is not everything it did: only what it must report before the next 13F.

13GVaneck ETF TrustGPZ5.1 %
Stake reported in the company · event of Oct 30, 2026 · filed Nov 3, 2026 · filing ↗

What changed this quarter

619 positions with a change (61 new, 350 added to, 158 trimmed, 50 sold); also, 1 entered through an IPO. 1 is listed here: those of 0.5 points of the portfolio or more (up to 12).

Vanguard Short-term Treasury ETF+158%more sharesIncreased
0.6% → 1.6%

The figure on the right: for positions added to or trimmed, the change in the number of shares (%); for new and sold ones, the points of the portfolio moved (pp). Below, the portfolio weight before → after. Traded weight: what it bought or sold, excluding price effects.

Top holdings

New York Life Investments ETLRND · IQSM · IQSU · IQSI · HFXI9.9%
NVIDIANVDA5.8%
New York Life Invts Active ECPLB · SECR · IQHI · IWLG · MMSD · IWFG · CLOO · MMCA5.3%
AppleAAPL5.2%
AlphabetGOOGL · GOOG4.1%
MicrosoftMSFT4.0%
Amazon.comAMZN2.6%
BroadcomAVGO1.7%
Meta PlatformsMETA1.7%
Vanguard Short-term Treasury ETFVGSH1.6%
Vanguard World FundMGC1.5%
iShares Floating Rate Bond E ETFFLOT1.3%
Micron TechnologyMU1.2%
Advanced Micro DevicesAMD1.2%
TeslaTSLA1.0%
Eli LillyLLY1.0%
Berkshire HathawayBRK/B0.9%
JPMorgan ChaseJPM0.8%
iShares Core Msci Eafe ETFIEFA0.8%
Exxon MobilXOM0.6%
VisaV0.6%
Johnson & JohnsonJNJ0.6%
IntelINTC0.6%
Vanguard Index FundsVO0.6%
Vanguard Ftse Developed ETFVEA0.6%
iShares Core U.s. Aggregate ETFAGG0.6%
Franklin Senior Loan ETFFLBL0.5%
Cisco SystemsCSCO0.5%
Lam ResearchLRCX0.5%
Applied MaterialsAMAT0.5%
Palantir TechnologiesPLTR0.5%
MastercardMA0.5%
WalmartWMT0.4%
AbbVieABBV0.4%
iShares Core S&P Small-cap E ETFIJR0.4%
Costco WholesaleCOST0.4%
ChevronCVX0.4%
State Street SPDR BB IG Float RT ETFFLRN0.4%
Bank of AmericaBAC0.4%
CaterpillarCAT0.4%
IsharesEMXC0.4%
Procter & GamblePG0.3%
MerckMRK0.3%
Coca-ColaKO0.3%
Palo Alto NetworksPANW0.3%
UnitedHealth GroupUNH0.3%
GE AerospaceGE0.3%
Home DepotHD0.3%
iShares Broad USD High Yield ETFUSHY0.3%
Philip Morris InternationalPM0.3%
NetflixNFLX0.3%
CrowdStrike HoldingsCRWD0.3%
Marvell TechnologyMRVL0.3%
Texas InstrumentsTXN0.3%
KLAKLAC0.3%
GE VernovaGEV0.3%
J P Morgan Exchange Traded FundJEPI0.3%
AmgenAMGN0.3%
Goldman Sachs GroupGS0.3%
SandiskSNDK0.2%
Thermo Fisher ScientificTMO0.2%
RTXRTX0.2%
Arista NetworksANET0.2%
Litman Gregory Funds TrDBMF0.2%
iShares Msci USA Momentum FA ETFMTUM0.2%
Vanguard Intermediate-term T ETFVGIT0.2%
Wells FargoWFC0.2%
QualcommQCOM0.2%
OracleORCL0.2%
Vanguard Tax-exempt Bond ETFVTEB0.2%
iShares National Muni Bond E ETFMUB0.2%
Morgan StanleyMS0.2%
AmphenolAPH0.2%
International Business MachinesIBM0.2%
IsharesIEMG0.2%
State Street Comm Select Sector SPDR ETFXLC0.2%
CitigroupC0.2%
PepsicoPEP0.2%
iShares Intermediate Governm ETFGVI0.2%
Vanguard Most Sm-cap ETF-usd ETFVB0.2%
Analog DevicesADI0.2%
Global X US Preferred ETFPFFD0.2%
Verizon CommunicationsVZ0.2%
iShares Convertible Bond ETFICVT0.2%
SalesforceCRM0.2%
Dell TechnologiesDELL0.2%
Gilead SciencesGILD0.2%
Vanguard Mrngstr Val ETF-aui ETFVTV0.2%

Portfolio by sector

● No sector 30%
● Information Technology 28%
● Financials 8%
● Communication Services 7%
● Health Care 7%
● Consumer Discretionary 6%
● Industrials 5%
● Consumer Staples 3%
● Energy 2%
● Real Estate 1%
● Utilities 1%
● Materials 1%

Stakes above 5% (13D/13G)

Companies where this filer reported holding 5% or more of the shares. It is the figure from its latest filing on each one; history since December 2024.

How we classify it

Type not verified: we have not assigned a type because we found no document that is enough to tell. Most 13F filers are in this situation: we only review in depth those that meet the portfolio criteria.

Not counted as a concentrated manager: its portfolio is not within 5 to 100 positions; its top 10 positions are under 45%; more than 20% is ETFs. Its portfolio is shown all the same, but it is left out of manager counts, the consensus and the ranking. How this is decided

Managers of a similar size

A 13F portfolio value between a third and three times this one, whatever the type of filer. It is not a comparison of what they hold.

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