Halter Ferguson Financial portfolio
Wealth adviserPortfolio as of Sep 30, 2026 (Q3 2026) · filed with the SEC on Oct 21, 2026 · data updated on Nov 5, 2026 · Q3 2026 13F (filing) ↗ · all its 13F filings ↗
A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.
Halter Ferguson Financial reported a $576M portfolio of 30 companies (32 positions, counting each share class separately) to the SEC as of the end of Q3 2026. Its largest positions are TSLA, SPCX, MU. During the quarter it exited Candel Therapeutics and AtaiBeckley.
Sections with a free account
What changed this quarter
32 positions with a change (1 new, 8 added to, 19 trimmed, 4 sold). 12 are listed here: those of 0.5 points of the portfolio or more (up to 12).
- Space Exploration Technologies+32,073%more sharesIncreased0.1% → 17.2%
- Tesla−34%fewer sharesReduced43.1% → 25.7%
- Micron Technology+166%more sharesIncreased3.4% → 8.9%
- Oscar Health+93%more sharesIncreased2.9% → 6.5%
- Backblaze+177%more sharesIncreased1.2% → 3.1%
- Amazon.com−96%fewer sharesReduced1.6% → 0.1%
- Eli Lilly−90%fewer sharesReduced1.6% → 0.2%
- Candel Therapeutics−1.3 ppof portfolioSold out1.3% → —
- Lemonade−17%fewer sharesReduced10.7% → 6.5%
- AtaiBeckley−1.3 ppof portfolioSold out1.3% → —
- Upstart Holdings−19%fewer sharesReduced10.1% → 5.6%
- Roundhill ETF Trust+121%more sharesIncreased1.2% → 2.3%
The figure on the right: for positions added to or trimmed, the change in the number of shares (%); for new and sold ones, the points of the portfolio moved (pp). Below, the portfolio weight before → after. Traded weight: what it bought or sold, excluding price effects.
Top holdings
- TeslaTSLA25.7%
- Space Exploration TechnologiesSPCX17.2%
- Micron TechnologyMU8.9%
- Invesco QQQ Trust Series 1 ETFQQQ8.4%
- Unusual MachinesUMAC7.6%
- LemonadeLMND6.5%
- Oscar HealthOSCR6.5%
- Upstart HoldingsUPST5.6%
- State Str Spdr S&P 500 ETF TSPY4.4%
- BackblazeBLZE3.1%
- Roundhill ETF TrustDRAM2.3%
- Huntington BancsharesHBAN0.7%
- AppleAAPL0.7%
- NVIDIANVDA0.4%
- Berkshire HathawayBRK/A · BRK/B0.3%
“Since”: first quarter of the current run, unbroken until today. In the details, prices are the quarter-end prices of the quarters in which it added shares, per the 13F. The manager may have bought at any price within each quarter; the SEC only publishes the value at quarter end.
Portfolio by sector
- ● Consumer Discretionary 26%
- ● Information Technology 21%
- ● Industrials 18%
- ● No sector 16%
- ● Financials 13%
- ● Health Care 7%
How its portfolio changed (8 quarters)
Q3 2026: 32
Q3 2026: 94%
Q3 2026: 25.2%
Traded turnover: the weight it bought plus the weight it sold in the quarter, divided by two, excluding price moves. The plain “turnover” in the header does include that effect. With a free account: the full history and sectors over time.
13F filings with amendments or confidential positions
- 13F Q4 2025 ↗filed Feb 5, 2026Amendment of Jun 22, 2026 (replaces the original) ↗
Declared options (1)
Besides stocks, Halter Ferguson Financial declared 1 call (they gain if it rises) with a notional of $142K. The 13F reports the value of the underlying shares, not the premium paid, so these figures look large and are not added to the portfolio. Nor does it say whether the option is bought or written, or its strike or expiry: it may be a hedge.
- CALLTeslaTSLA$142K
Stakes above 5% (13D/13G)
Companies where this filer reported holding 5% or more of the shares. It is the figure from its latest filing on each one; history since December 2024.
How we classify it
Wealth adviser, per its Form ADV of Oct 1, 2026 (high confidence).
The data, as reported: HALTER FERGUSON FINANCIAL INC (CRD 109563): 5.D assets by client type: high net worth 92%, individuals 7% (of $705M); 5.F 1076 accounts, 0% non-discretionary; 5.D 292 clients, 291 individuals; signals: 5.G(1) financial planning, 5.G(7) selection of other advisers
The type comes from a rule applied to that data. If it looks wrong, tell us.
Not counted as a concentrated manager: it is a wealth adviser; its 13F adds up client accounts. Its portfolio is shown all the same, but it is left out of manager counts, the consensus and the ranking. How this is decided
Managers of a similar size
A 13F portfolio value between a third and three times this one, whatever the type of filer. It is not a comparison of what they hold.
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