Lufax Holding (LU): which funds own it
A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.
Sections with a free account
1 concentrated manager holds it with a median weight of 4.7%.
Who owns Lufax Holding?
Lufax Holding trades in the U.S. through ADRs, certificates that represent shares of a non-U.S. company. Form 13F counts ADRs while the company reports ordinary shares, so we do not compute percentages. Holders reporting more than 5% of the ordinary shares to the SEC (Schedules 13D/13G): Ping An Insurance (Group) Company of China, 73.3% (13D/A filed Aug 28, 2026) and Tun Kung, 7.8% (13G/A filed Feb 13, 2025). As of Jun 30, 2026, the largest ADR holders reported on Form 13F were Alpine Investment Management (13.9 million ADRs), Yunqi Capital (11.0 million ADRs) and Vanguard Capital Management (7.6 million ADRs).
Which institutions hold the most Lufax Holding shares?
Per Form 13F filings as of Jun 30, 2026, in ADRs:
- 1. Alpine Investment Management: 13.9 million ADRs
- 2. Yunqi Capital: 11.0 million ADRs
- 3. Vanguard Capital Management: 7.6 million ADRs
- 4. BlackRock: 5.8 million ADRs
- 5. Acadian Asset Management: 4.7 million ADRs
- 6. Charles Schwab Investment Management: 4.4 million ADRs
- 7. UBS Group: 4.2 million ADRs
- 8. Norges Bank: 3.2 million ADRs
- 9. Vanguard Fiduciary Trust: 2.0 million ADRs
- 10. State Street: 1.5 million ADRs
Sources:13D/A by Ping An Insurance (Group) Company of China (Aug 28, 2026) ↗13G/A by Tun Kung (Feb 13, 2025) ↗All of the company's proxy statements on EDGAR ↗
We hold 13D and 13G filings made since Dec 23, 2024: a holder above 5% that has not filed since then does not appear here.
Quarter flow (concentrated managers)
Change in managers (1 → 1): 0 opened · 0 exited = 0
Net flow in the quarter: +$2.0M (+1.5 M shares) · bought $2.0M and sold $0Shares concentrated managers added minus those they cut, valued at the 13F quarter-end implied price, not each trade's price. It is a different measure from the change in managers: the two can have opposite signs.
The set of concentrated managers changed between quarters: with the set as it was then, 0 held it last quarter (the chart point); with today's set, 1 (the base for the change).
Concentrated managers holding it
- Alpine Investment ManagementIncreased$18.4M4.7%+0.5 pp
Up to 15, sorted by position value. The percentage is the weight in each manager's portfolio.
Largest holders of LU (all 13F filers)
- Alpine Investment Managementconcentrated13.9 MInvestment firm+1.5 M
- Yunqi Capital11.0 MType not verified0
- Vanguard Capital Management7.6 MIndex manager−2.1 M
- BlackRock5.8 MIndex manager−49 K
- Acadian Asset Management4.7 MQuant or multi-manager−1.3 M
- Charles Schwab Investment Management4.4 MIndex manager−463 K
- UBS Group4.2 MBank or trading desk+2.9 M
- Norges Bank3.2 MPension or sovereign fundno data
- Vanguard Fiduciary Trust2.0 MIndex manager−567 K
- State Street1.5 MIndex manager−836 K
- Alpine Investment Managementconcentrated
- Shares
- 13.9 M
- Change
- +1.5 M
See more
- Type
- Investment firm
- Value
- $18.4M
- Yunqi Capital
- Shares
- 11.0 M
- Change
- 0
See more
- Type
- Type not verified
- Value
- $14.5M
- Shares
- 7.6 M
- Change
- −2.1 M
See more
- Type
- Index manager
- Value
- $10.0M
- Shares
- 5.8 M
- Change
- −49 K
See more
- Type
- Index manager
- Value
- $7.6M
- Shares
- 4.7 M
- Change
- −1.3 M
See more
- Type
- Quant or multi-manager
- Value
- $6.2M
- Shares
- 4.4 M
- Change
- −463 K
See more
- Type
- Index manager
- Value
- $5.8M
- Shares
- 4.2 M
- Change
- +2.9 M
See more
- Type
- Bank or trading desk
- Value
- $5.5M
- Shares
- 3.2 M
- Change
- no data
See more
- Type
- Pension or sovereign fund
- Value
- $4.2M
- Shares
- 2.0 M
- Change
- −567 K
See more
- Type
- Index manager
- Value
- $2.7M
- Shares
- 1.5 M
- Change
- −836 K
See more
- Type
- Index manager
- Value
- $1.9M
The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.
Insiders (Form 4)
Open-market purchases, excluding 10b5-1 plans. Officers and directors only; joint filers of the same purchase count as one. 10% owners with no role are shown separately. 0 = nobody bought; “no data” = we do not have its Form 4 filings.
Each of the company's Form 4 filings, on EDGAR ↗Latest trades, with date and filing →
Above 5% (13D/13G)
Disclosed stakes, with their amendments. A filing is not always a purchase: there are also reductions and changes of filing entity.
This list may be incomplete: we hold 13D and 13G filings made since Dec 23, 2024. A holder above 5% that has not filed anything since then is not shown here.
- Ping An Insurance (Group) Company of China73.3%13D · amendmentfiling ↗Event: Aug 20, 2026 · filed: Aug 28, 2026
- Ping An Insurance (Group) Company of China73.3%13D · amendmentfiling ↗Event: Mar 1, 2026 · filed: Mar 20, 2026
- Lanbang Investmentfell below 5%13Gfiling ↗Event: Dec 31, 2024 · filed: Feb 13, 2025
Above 5% over time (13D/13G)
Each holder with its filings in order. History since December 2024.
This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market. See its filings on EDGAR ↗
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