Nervgen Pharma (NGEN): which funds own it
A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.
Sections with a free account
1 concentrated manager holds it (+1 vs last quarter) with a median weight of 0.4%.
Who owns Nervgen Pharma?
As of Jun 30, 2026, the largest holders reported on Form 13F were Empery Asset Management (5.0% of the shares), Rock Springs Capital Management (1.5%) and DAFNA Capital Management (1.3%).
Which institutions hold the most Nervgen Pharma shares?
Per Form 13F filings as of Jun 30, 2026, as a share of all shares outstanding:
- 1. Empery Asset Management: 5.0%
- 2. Rock Springs Capital Management: 1.5%
- 3. DAFNA Capital Management: 1.3%
- 4. Ghisallo Capital Management: 1.3%
- 5. Armistice Capital: 0.9%
- 6. LMR Partners LLP: 0.8%
- 7. Wace, Llp Marshall: 0.5%
- 8. UBS Group: 0.5%
- 9. Stonepine Capital Management: 0.3%
- 10. Jane Street Group: 0.3%
How much of Nervgen Pharma do institutions own?
The 62 institutions that file 13F reported 15.1% of the shares as of Jun 30, 2026.
Sources:All of the company's proxy statements on EDGAR ↗
13F percentages divide the shares each institution reports by the shares outstanding on the cover of the company's latest report before the quarter end (Dec 31, 2025). Entities of the same group file separately and are not added up. We hold 13D and 13G filings made since December 2024: a holder above 5% that has not filed since then does not appear here.
Quarter flow (concentrated managers)
Change in managers (0 → 1): 1 opened · 0 exited = +1
Net flow in the quarter: +$2.2M (+1.1 M shares) · bought $2.2M and sold $0Shares concentrated managers added minus those they cut, valued at the 13F quarter-end implied price, not each trade's price. It is a different measure from the change in managers: the two can have opposite signs.
Concentrated managers holding it
- DAFNA Capital ManagementNew$2.2M0.4%+0.4 pp
Up to 15, sorted by position value. The percentage is the weight in each manager's portfolio.
Largest holders of NGEN (all 13F filers)
- Empery Asset Management4.0 MType not verified+4.0 M
- Rock Springs Capital Management1.2 MType not verified+1.2 M
- DAFNA Capital Managementconcentrated1.1 MInvestment firm+1.1 M
- Ghisallo Capital Management1.0 MInvestment firm+1.0 M
- Armistice Capital678 KType not verified+678 K
- LMR Partners LLP600 KType not verified+600 K
- Wace, Llp Marshall436 KInvestment firm+236 K
- UBS Group380 KBank or trading desk+318 K
- Stonepine Capital Management272 KInvestment firm+272 K
- Jane Street Group271 KBank or trading desk+271 K
- Empery Asset Management
- Shares
- 4.0 M
- Change
- +4.0 M
See more
- Type
- Type not verified
- Value
- $8.2M
- Shares
- 1.2 M
- Change
- +1.2 M
See more
- Type
- Type not verified
- Value
- $2.5M
- DAFNA Capital Managementconcentrated
- Shares
- 1.1 M
- Change
- +1.1 M
See more
- Type
- Investment firm
- Value
- $2.2M
- Shares
- 1.0 M
- Change
- +1.0 M
See more
- Type
- Investment firm
- Value
- $2.1M
- Shares
- 678 K
- Change
- +678 K
See more
- Type
- Type not verified
- Value
- $1.4M
- Shares
- 600 K
- Change
- +600 K
See more
- Type
- Type not verified
- Value
- $1.2M
- Shares
- 436 K
- Change
- +236 K
See more
- Type
- Investment firm
- Value
- $898K
- Shares
- 380 K
- Change
- +318 K
See more
- Type
- Bank or trading desk
- Value
- $782K
- Stonepine Capital Management
- Shares
- 272 K
- Change
- +272 K
See more
- Type
- Investment firm
- Value
- $560K
- Shares
- 271 K
- Change
- +271 K
See more
- Type
- Bank or trading desk
- Value
- $558K
The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.
Held by institutions (13F)
Institutions (13F): 15.1% of the shares · top 10: 12.4% · in index firms: 0.5% of the institutional total
Q2 2026: 15.1%
Shares reported by the 62 13F filers as of Jun 30, 2026, divided by the shares outstanding on the cover of the company's latest report (Dec 31, 2025). It is not all institutional ownership: only managers above $100M file a 13F, and it excludes short positions. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. We only publish it where the figure is credible: not for ADRs, companies with more than one share class or stale shares-outstanding data.
Insiders (Form 4)
Open-market purchases, excluding 10b5-1 plans. Officers and directors only; joint filers of the same purchase count as one. 10% owners with no role are shown separately. 0 = nobody bought; “no data” = we do not have its Form 4 filings.
Each of the company's Form 4 filings, on EDGAR ↗Latest trades, with date and filing →
Above 5% (13D/13G)
This list may be incomplete: we hold 13D and 13G filings made since December 2024. A holder above 5% that has not filed anything since then is not shown here.
No recent filings.
This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market. See its filings on EDGAR ↗
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