Principal Cptl Apprec S3 ETF (LCAP): which funds own it

ETFData as of Jun 30, 2026 (Q2 2026) · updated on Nov 5, 2026

A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.

Follow LCAP for free

Sections with a free account

No concentrated manager holds it.

Concentrated managers

—

All 13F: 15

Consensus

—

No score: it needs 5 or more concentrated managers

Price at Jun 30, 2026 (per 13F)

$33.14

+14.3% in the quarter · reported value ÷ shares, not the quote · See current quote ↗

Quarter flow (concentrated managers)

sold out 0 · trimmed 0added 0 · new 0

Concentrated managers holding it

None in the latest quarter.

Largest holders of LCAP (all 13F filers)

Principal Financial Group48.6 MInsurance holding+45.7 M
Principal Securities5.8 MType not verified+985 K
Envestnet Asset Management5.7 MWealth adviser+962 K
NewEdge Advisors270 KWealth adviser+270 K
Ameriprise Financial66 KWealth adviser+66 K
Morgan Stanley38 KBank or trading desk−23 K
Goldman Sachs Group34 KBank or trading desk+34 K
LPL Financial27 KWealth adviser+27 K
Simplicity Wealth16 KWealth adviser+653
Jane Street Group13 KBank or trading desk−20 K

Filer	Type
Principal Financial Group	Insurance holding	48.6 M	+45.7 M	$1.6 bn
Principal Securities	Type not verified	5.8 M	+985 K	$192M
Envestnet Asset Management	Wealth adviser	5.7 M	+962 K	$190M
NewEdge Advisors	Wealth adviser	270 K	+270 K	$9.0M
Ameriprise Financial	Wealth adviser	66 K	+66 K	$2.2M
Morgan Stanley	Bank or trading desk	38 K	−23 K	$1.3M
Goldman Sachs Group	Bank or trading desk	34 K	+34 K	$1.1M
LPL Financial	Wealth adviser	27 K	+27 K	$890K
Simplicity Wealth	Wealth adviser	16 K	+653	$543K
Jane Street Group	Bank or trading desk	13 K	−20 K	$434K

Principal Financial Group
Shares
48.6 M
Change
+45.7 M
See more
Type
Insurance holding
Value
$1.6 bn
Principal Securities
Shares
5.8 M
Change
+985 K
See more
Type
Type not verified
Value
$192M
Envestnet Asset Management
Shares
5.7 M
Change
+962 K
See more
Type
Wealth adviser
Value
$190M
NewEdge Advisors
Shares
270 K
Change
+270 K
See more
Type
Wealth adviser
Value
$9.0M
Ameriprise Financial
Shares
66 K
Change
+66 K
See more
Type
Wealth adviser
Value
$2.2M
Morgan Stanley
Shares
38 K
Change
−23 K
See more
Type
Bank or trading desk
Value
$1.3M
Goldman Sachs Group
Shares
34 K
Change
+34 K
See more
Type
Bank or trading desk
Value
$1.1M
LPL Financial
Shares
27 K
Change
+27 K
See more
Type
Wealth adviser
Value
$890K
Simplicity Wealth
Shares
16 K
Change
+653
See more
Type
Wealth adviser
Value
$543K
Jane Street Group
Shares
13 K
Change
−20 K
See more
Type
Bank or trading desk
Value
$434K

The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.

This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market. See its filings on EDGAR ↗