Great Elm Capital (GECC): which funds own it

Who owns Great Elm Capital?

Holders reporting more than 5% of the shares to the SEC (Schedules 13D/13G): Great Elm Strategic Partnership I, 9.9% (13G/A filed Aug 6, 2026), Poor Richard, 9.9% (13G filed Sep 4, 2025), Great Elm Group, 9.7% (13D/A filed Oct 9, 2025), Summit Grove Partners, 7.6% (13G/A filed Aug 6, 2026) and Prosper Peak Holdings, 7.0% (13G/A filed Aug 6, 2026). As of Jun 30, 2026, the largest holders reported on Form 13F were Northern Right Capital Management (2.8% of the shares), Cruiser Capital Advisors (0.7%) and UBS Group (0.2%).

Sources:13G/A by Great Elm Strategic Partnership I (Aug 6, 2026) ↗13G by Poor Richard (Sep 4, 2025) ↗13D/A by Great Elm Group (Oct 9, 2025) ↗13G/A by Summit Grove Partners (Aug 6, 2026) ↗13G/A by Prosper Peak Holdings (Aug 6, 2026) ↗All of the company's proxy statements on EDGAR ↗

13F percentages divide the shares each institution reports by the shares outstanding on the cover of the company's latest report before the quarter end (Apr 27, 2026). Entities of the same group file separately and are not added up. We hold 13D and 13G filings made since Dec 23, 2024: a holder above 5% that has not filed since then does not appear here.

• Northern Right Capital Managementconcentrated384 KInvestment firm · 2.81% of the company0
• Cruiser Capital Advisors98 KType not verified · 0.72% of the company−30 K
• UBS Group28 KBank or trading desk · 0.21% of the company+22 K
• Crestwood Advisors Group27 KType not verified · 0.19% of the company0
• Vident Advisory27 KType not verified · 0.19% of the company+27 K
• Rockefeller Capital Management25 KWealth adviser · 0.18% of the company0
• Ethos Financial Group24 KType not verified · 0.18% of the company−2,250
• Significant Wealth Partners17 KWealth adviser · 0.12% of the company+298
• Founders Financial Alliance14 KType not verified · 0.10% of the company+14 K
• Rangeley Capital10 KType not verified · 0.07% of the company0

The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.

Held by institutions (13F)

Institutions (13F): 4.8% of the shares · top 10: 4.7%

Shares reported by the 19 13F filers as of Jun 30, 2026, divided by the shares outstanding on the cover of the company's latest report (Apr 27, 2026). It is not all institutional ownership: only managers above $100M file a 13F, and it excludes short positions. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. We only publish it where the figure is credible: not for ADRs, companies with more than one share class or stale shares-outstanding data.

Shares outstanding: buybacks and dilution

From the statements the company filed with the SEC (10-K). The change compares average diluted shares of each fiscal year, on today's basis: negative = it bought back more than it issued; positive = dilution. “No data” = the company does not report that item under a tag we can read; it does not mean zero.

Earnings quality and debt

From the figures the company filed with the SEC. Cash flow over net income near or above 1 means earnings are collected in cash; far below, that part is accounting. Coverage says how many times operating income pays the latest fiscal year's interest. Maturities come from the debt note of the latest annual report, counted from its closing date. “No data” never means zero.

Above 5% over time (13D/13G)

Each holder with its filings in order. History since December 2024.

Flagged material events (8-K)

• May 4, 2026Routinefiling ↗

  Change in directors or officers (Item 5.02)

  «First Quarter 2026 Financial Results»

• Mar 2, 2026Routinefiling ↗

  Change in directors or officers (Item 5.02)

  «FOurth Quarter AND FULL YEAR 2025 Financial Results AND NEW EXECUTIVE CHAIRMAN OF BOARD»

Alert items the company itself flagged in its 8-K filings with the SEC, most serious first. It is the form's label, with no interpretation from us: Item 5.02 covers routine appointments as well as a chief executive's departure; open the filing. The quoted headline is the original press release's.