Cap Group Small and Mid Cap ETF (CGMM): which funds own it

ETFData as of Jun 30, 2026 (Q2 2026) · updated on Nov 6, 2026

A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.

Follow CGMM for free

Sections with a free account

No concentrated manager holds it.

Concentrated managers

—

All 13F: 227

Consensus

—

No score: it needs 5 or more concentrated managers

Price at Jun 30, 2026 (per 13F)

$32.97

+12.3% in the quarter · reported value ÷ shares, not the quote · See current quote ↗

Quarter flow (concentrated managers)

sold out 0 · trimmed 0added 0 · new 0

Concentrated managers holding it

None in the latest quarter.

Largest holders of CGMM (all 13F filers)

LPL Financial21.5 MWealth adviser+8.3 M
Envestnet Asset Management10.5 MWealth adviser+1.4 M
Wells Fargo4.7 MBank or trading desk+1.7 M
Pathstone Holdings2.9 MWealth adviser+1.2 M
Jones Financial Companies Lllp2.5 MWealth adviser+1.0 M
Osaic Holdings2.4 MWealth adviser+758 K
Cetera Investment Advisers2.3 MWealth adviser+756 K
Commonwealth Equity Services1.6 MWealth adviser+203 K
Merit Financial Group1.4 MType not verified+3,314
MML Investors Services1.3 MWealth adviser+379 K

Filer	Type
LPL Financial	Wealth adviser	21.5 M	+8.3 M	$708M
Envestnet Asset Management	Wealth adviser	10.5 M	+1.4 M	$346M
Wells Fargo	Bank or trading desk	4.7 M	+1.7 M	$155M
Pathstone Holdings	Wealth adviser	2.9 M	+1.2 M	$95.8M
Jones Financial Companies Lllp	Wealth adviser	2.5 M	+1.0 M	$81.3M
Osaic Holdings	Wealth adviser	2.4 M	+758 K	$80.6M
Cetera Investment Advisers	Wealth adviser	2.3 M	+756 K	$75.0M
Commonwealth Equity Services	Wealth adviser	1.6 M	+203 K	$51.9M
Merit Financial Group	Type not verified	1.4 M	+3,314	$46.4M
MML Investors Services	Wealth adviser	1.3 M	+379 K	$43.7M

LPL Financial
Shares
21.5 M
Change
+8.3 M
See more
Type
Wealth adviser
Value
$708M
Envestnet Asset Management
Shares
10.5 M
Change
+1.4 M
See more
Type
Wealth adviser
Value
$346M
Wells Fargo
Shares
4.7 M
Change
+1.7 M
See more
Type
Bank or trading desk
Value
$155M
Pathstone Holdings
Shares
2.9 M
Change
+1.2 M
See more
Type
Wealth adviser
Value
$95.8M
Jones Financial Companies Lllp
Shares
2.5 M
Change
+1.0 M
See more
Type
Wealth adviser
Value
$81.3M
Osaic Holdings
Shares
2.4 M
Change
+758 K
See more
Type
Wealth adviser
Value
$80.6M
Cetera Investment Advisers
Shares
2.3 M
Change
+756 K
See more
Type
Wealth adviser
Value
$75.0M
Commonwealth Equity Services
Shares
1.6 M
Change
+203 K
See more
Type
Wealth adviser
Value
$51.9M
Merit Financial Group
Shares
1.4 M
Change
+3,314
See more
Type
Type not verified
Value
$46.4M
MML Investors Services
Shares
1.3 M
Change
+379 K
See more
Type
Wealth adviser
Value
$43.7M

The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.

This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market. See its filings on EDGAR ↗