Herzfeld Caribbean Basin Fund (HERZ): which funds own it
A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.
Sections with a free account
No concentrated manager holds it.
Quarter flow (concentrated managers)
Concentrated managers holding it
None in the latest quarter.
Largest holders of HERZ (all 13F filers)
- Thomas J. Herzfeld Advisors818 KType not verified+10 K
- Envestnet Asset Management269 KWealth adviser+18 K
- Choreo47 KType not verified+1,442
- CSS38 KType not verified−9,819
- Private Advisor Group21 KType not verified+21 K
- Osaic Holdings4,777Wealth adviser+381
- International Assets Investment Management3,842Type not verified−200
- Blue Bell Private Wealth Management2,997Wealth adviser−1,310
- Morgan Stanley2,614Bank or trading desk0
- Rockefeller Capital Management1,112Wealth adviser+30
- Thomas J. Herzfeld Advisors
- Shares
- 818 K
- Change
- +10 K
See more
- Type
- Type not verified
- Value
- $14.1M
- Shares
- 269 K
- Change
- +18 K
See more
- Type
- Wealth adviser
- Value
- $4.6M
- Shares
- 47 K
- Change
- +1,442
See more
- Type
- Type not verified
- Value
- $808K
- Shares
- 38 K
- Change
- −9,819
See more
- Type
- Type not verified
- Value
- $653K
- Shares
- 21 K
- Change
- +21 K
See more
- Type
- Type not verified
- Value
- $353K
- Shares
- 4,777
- Change
- +381
See more
- Type
- Wealth adviser
- Value
- $82.3K
- Shares
- 3,842
- Change
- −200
See more
- Type
- Type not verified
- Value
- $65.7K
- Blue Bell Private Wealth Management
- Shares
- 2,997
- Change
- −1,310
See more
- Type
- Wealth adviser
- Value
- $51.5K
- Shares
- 2,614
- Change
- 0
See more
- Type
- Bank or trading desk
- Value
- $45.0K
- Shares
- 1,112
- Change
- +30
See more
- Type
- Wealth adviser
- Value
- $19.1K
The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.
Insiders (Form 4)
10% owners who bought (6 m): 0
Open-market purchases, excluding 10b5-1 plans. Officers and directors only; joint filers of the same purchase count as one. 10% owners with no role are shown separately. 0 = nobody bought; “no data” = we do not have its Form 4 filings.
Each of the company's Form 4 filings, on EDGAR ↗Latest trades, with date and filing →
Above 5% (13D/13G)
Disclosed stakes, with their amendments. A filing is not always a purchase: there are also reductions and changes of filing entity.
This list may be incomplete: we hold 13D and 13G filings made since Dec 23, 2024. A holder above 5% that has not filed anything since then is not shown here.
Above 5% over time (13D/13G)
Each holder with its filings in order. History since December 2024.
This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market. See its filings on EDGAR ↗