Novonix: which funds own it
A 13F shows the portfolio at quarter-end and is filed up to 45 days later: these are not real-time positions and they may have changed.
Sections with a free account
1 concentrated manager holds it with a median weight of 0.0%.
Who owns Novonix?
Novonix trades in the U.S. through ADRs, certificates that represent shares of a non-U.S. company. Form 13F counts ADRs while the company reports ordinary shares, so we do not compute percentages. As of Jun 30, 2026, the largest ADR holders reported on Form 13F were UBS Group (1.2 million ADRs), Forest Avenue Capital Management (1.2 million ADRs) and Wace, Llp Marshall (197,498 ADRs).
Which institutions hold the most Novonix shares?
Per Form 13F filings as of Jun 30, 2026, in ADRs:
- 1. UBS Group: 1.2 million ADRs
- 2. Forest Avenue Capital Management: 1.2 million ADRs
- 3. Wace, Llp Marshall: 197,498 ADRs
- 4. Jane Street Group: 125,682 ADRs
- 5. Citadel Advisors: 120,507 ADRs
- 6. Bank of America: 108,300 ADRs
- 7. XTX Topco: 107,736 ADRs
- 8. Morgan Stanley: 63,188 ADRs
- 9. Virtu Financial: 49,802 ADRs
- 10. Vanguard Personalized Indexing Management: 42,327 ADRs
We hold 13D and 13G filings made since December 2024: a holder above 5% that has not filed since then does not appear here.
Quarter flow (concentrated managers)
Change in managers (1 → 1): 0 opened · 0 exited = 0
Net flow in the quarter: $0K (0 shares) · bought $0 and sold $0Shares concentrated managers added minus those they cut, valued at the 13F quarter-end implied price, not each trade's price. It is a different measure from the change in managers: the two can have opposite signs.
Concentrated managers holding it
- Forest Avenue Capital Management$547K0.0%
Up to 15, sorted by position value. The percentage is the weight in each manager's portfolio.
Largest holders (all 13F filers)
- UBS Group1.2 MBank or trading desk−311 K
- Forest Avenue Capital Managementconcentrated1.2 MInvestment firm−9,627
- Wace, Llp Marshall197 KInvestment firm−9,820
- Jane Street Group126 KBank or trading desk−79 K
- Citadel Advisors121 KQuant or multi-manager−146 K
- Bank of America108 KBank or trading desk+32 K
- XTX Topco108 KType not verified−260 K
- Morgan Stanley63 KBank or trading desk−8,850
- Virtu Financial50 KType not verified+50 K
- Vanguard Personalized Indexing Management42 KType not verified−67 K
- Shares
- 1.2 M
- Change
- −311 K
See more
- Type
- Bank or trading desk
- Value
- $571K
- Forest Avenue Capital Managementconcentrated
- Shares
- 1.2 M
- Change
- −9,627
See more
- Type
- Investment firm
- Value
- $547K
- Shares
- 197 K
- Change
- −9,820
See more
- Type
- Investment firm
- Value
- $90.8K
- Shares
- 126 K
- Change
- −79 K
See more
- Type
- Bank or trading desk
- Value
- $52.2K
- Shares
- 121 K
- Change
- −146 K
See more
- Type
- Quant or multi-manager
- Value
- $55.4K
- Shares
- 108 K
- Change
- +32 K
See more
- Type
- Bank or trading desk
- Value
- $49.8K
- Shares
- 108 K
- Change
- −260 K
See more
- Type
- Type not verified
- Value
- $49.6K
- Shares
- 63 K
- Change
- −8,850
See more
- Type
- Bank or trading desk
- Value
- $29.1K
- Shares
- 50 K
- Change
- +50 K
See more
- Type
- Type not verified
- Value
- $23.0K
- Shares
- 42 K
- Change
- −67 K
See more
- Type
- Type not verified
- Value
- $19.5K
The 10 13F filers with the most shares as of Jun 30, 2026, whatever their type (index firms usually come first). “Change”: shares added or cut versus the previous quarter, split-adjusted; “no data” = there is no comparable portfolio for the previous quarter (no filing, or a filing with its holdings under confidential treatment). “% of the company” only where shares outstanding are up to date. Entities of the same group file separately and some 13F filings include other managers: there may be double counting. With a free account: the top 25, the largest buyers and the largest sellers.
Insiders (Form 4)
Open-market purchases, excluding 10b5-1 plans. Officers and directors only; joint filers of the same purchase count as one. 10% owners with no role are shown separately. 0 = nobody bought; “no data” = we do not have its Form 4 filings.
Above 5% (13D/13G)
This list may be incomplete: we hold 13D and 13G filings made since December 2024. A holder above 5% that has not filed anything since then is not shown here.
No recent filings.
This company filed no 8-K forms in the last year. Foreign companies listed in the US (ADRs) report material events on forms 6-K and 20-F, and ETFs and funds do not file 8-Ks. If it is a foreign company listed in the US through ADRs (American Depositary Receipts), what trades are bank-issued certificates that represent shares from its home market.